Risk Hong Kong

Gain insights from the ideas being discussed by our thought-leaders and break away for networking opportunities with others you share your interests with.


The 5th Annual

Risk Hong Kong


23-24 June 2021 | Virtual Conference


Conference Registration


Organised by

Prasoon Agarwal

Co-head Credit Risk, Asia-Pac (ex- Japan)

Goldman Sachs

Prasoon Agarwal is co-head of Asia ex Japan Credit Risk at Goldman Sachs. He has spent past 15 years in credit risk managing risk across various business stripes including global markets, investing & lending and asset management. Some of his areas of focus have been managing portfolio level risks, use of technology & data for enhanced decision making and maintain a people focused approach for effective risk management organization.

Nina Atimah

Regional Head of Risk Management, CMB & GBM


Nina is currently HSBC’s Head of Risk Management for CMB and GBM in Asia.   She moved to Hong Kong five years ago after joining the Group in London. She has extensive knowledge in risk management, framework design and implementation, across multiple strands. She has experience in engaging internal and external  C-Suite stakeholders across Europe and Asia and is keenly exploring risk management in a digital age.

Since moving to HK, she has been instrumental in driving high-profile change initiatives across HSBC in the areas of diversity and inclusion. She currently co-chairs the ethnicity resource group for the Bank globally, and is working to connect other organizations to drive the equity and inclusion agenda.


Jessica Bartlett

Global Head of Financial Crime Legal


Jessica Bartlett is the Director of Financial Crime Legal – APAC at Barclays and is based in Hong Kong.  Jessica advises compliance and legal teams, business lines and senior management across the APAC region on financial crime issues including economic sanctions, export controls, anti-money laundering, fraud, and anti-corruption.   

Jessica relocated from New York to Hong Kong in 2015.  Before joining Barclays in 2018, Jessica was an associate with Shearman & Sterling LLP and Freshfields Bruckhaus Deringer.  Jessica clerked for the Honorable Sidney H. Stein, District Judge for the Southern District of New York.  Jessica holds a Juris Doctor from the University of Illinois, Master of Arts in Philosophy from Brandeis University, and two Bachelors of Arts degrees in Art History and Political Science from Southern Methodist University.  Jessica is Chairman of the Board of Governors for the American Chamber of Commerce Hong Kong. 

O’Delle Burke

Head of APAC Collateral Services, Securities Services

J.P. Morgan

O’Delle Burke is the Head of J.P. Morgan Collateral Services Asia Pacific . Based in Hong Kong, Mr. Burke is responsible for global product innovation, execution of the business  strategy and development of collateral solutions for derivatives, repos and securities lending across the region.

O’Delle began his career with J.P. Morgan after joining the firm’s undergraduate management development program in New York in 1996. He spent 8 years within Finance for the firm’s Securities Services business, where he held roles in Client Profitability and MIS Analysis. After which he joined Investor Services where he served for 12 years and held various roles covering markets in Europe, United States and Canada. Prior to his current position, he was the Product Manager in the United States for J.P. Morgan Broker Dealer Services and Collateral Management.

He holds a Bachelor’s of Science degree in Finance, Business Management and Economics and is a member of the International Swaps and Derivatives Association (“ISDA”) and the Securities Industry and Financial Markets Association (“SIFMA”).

Karim Chabane

Director, Head of APAC Collateral Management, Custody and Funds Services


Karim Chabane is a Director within Citi Futures, Clearing and Collateral division based in Hong Kong and Regional Head of Collateral Management for Asia Pacific. He has responsibility within Investor Services Division for all aspects of the margining and collateral management products to Citi's customers including Investors, Banks and Financial Intermediaries.
Karim joined Citi in January 2011 from Euroclear Bank, the International Central Securities Depository to take responsibility of regional product management of the Citi collateral management and administration services before taking the Regional Head role.
While at Euroclear, Karim spent two years as Head of Product Management for the Asia-Pacific region covering the full range of Euroclear's products and services, including settlement & custody, collateral management and fund processing.
Prior to this, Karim spent 18 years at Euroclear 's head office in Brussels and held various senior positions across Cash & Treasury Operations, Sales & Relationship Management covering London-based brokers and investment banks, Project teams for some major market and infrastructure initiatives as well as Product Management.

Ophilia Chow


Senior Vice President

Ophilia Chow is Senior Vice President in the Compliance division at DBS Bank (Hong Kong) Limited, where she advises the Treasury and Markets business on a wide range of regulatory and digital projects, and specializes in markets products compliance.  Prior to joining DBS, she worked in HSBC’s Debt Capital Markets, Interest Rates Institutional Sales, and Global Market Regulatory Compliance team in Hong Kong, New York and London.

She holds a Bachelor of Science (Finance and Economics) degree from New York University and a law degree from the University of Hong Kong. 

Billy Chu

Head of Technology and Operational (T&O) Risk

Airstar Bank

Billy Chu is the Head of Technology and Operational (T&O) Risk for Airstar Bank, a virtual bank in Hong Kong. Billy leads the T&O risk team to establish and promote the adoption of bank-wide risk and control framework, drives Business Continuity Program, oversees information and cybersecurity risk and leads internal independent assessments.

Prior to joining Airstar, Billy has held various regional roles of IT audit, risk and compliance in banks, insurance company and consulting firm. Billy received an Information Engineering degree in the University of Hong Kong, and acquired professional certifications such as CISA, CISSP, CIA, CPA, CFE.

Michael Clarson

APAC Regional Head - Global Investigations Unit - AML


Michael Clarson leads Citibank’s GIU in APAC (based in Hong Kong) as APAC GIU Regional Head (aka Regional Director). Michael came to Citibank from Deloitte, where he was a Director in Deloitte Forensics, assisting clients by performing investigations related to money laundering, bribery and corruption and major fraud. In this role, Michael worked with clients in China, Indonesia, Malaysia, Hong Kong, Russia, Easter Europe and the Pacific. Michael is a qualified Certified Practicing Accountant (CPA), having worked in wealth management prior to joining the Australian Federal Police (AFP) as a Federal Agent. Michael’s focus in the AFP was multinational organized crime and money laundering investigations. After completing nearly 13 years in AFP, Michael completed his MBA at the Australian Graduate School of Management and then moved to Deloitte Forensics. In his current role, Michael leads the GIU across the APAC region, including teams in Hong Kong, Malaysia and Indonesia. GIU is a global team with responsibility for AML investigations involving complex and cross jurisdictional matters.

Mike Duncan

Industry Expert

(Former Director, Markets, RBS Capital Resolution)

Mike has over 17 years' experience in financial markets, covering areas such as structuring, trading, portfolio management and risk management across Asia Pacific and Europe.
His most recent role was as a Director of Markets for The Royal Bank of Scotland RBS Capital Resolution team, managing the close-out and wind-down of RBS' non-core OTC derivative portfolios in Asia Pacific.
Previously, Mike had senior roles at Audley Capital Advisors, Bluecrest Capital, RBS and WestLB.
Mike has an MBA and a Master of Applied Finance from Macquarie University and a Bachelor of Commerce from the University of Otago. He is also a Member of the Singapore Institute of Directors.

Christina Ellerker

Director, Regulatory Reform, Asia Pacific Government Affairs


Christina Ellerker is a Director, Regulatory Affairs and Reform with Citi’s Government Affairs in Asia Pacific.

Prior joining Citi, Christina was an Executive Director with the Office of Government Affairs at Goldman Sachs where she developed, managed and executed the firm’s government relations and public policy agenda in Asia Pacific. Before that, Christina was Head of Moody’s Asia Pacific Government and Public Affair where she oversaw matters with respect to regulations and interaction with regulators in the Asia Pacific (ex-Japan) region.

Christina was an Executive Director at and part of the team that set up the Asia Securities Industry & Financial Markets Association (ASIFMA) where she was responsible for working with financial institutional members to promote the growth and development of Asia’s debt capital markets through advocacy with the regulatory community and fostering market best practices.

Christina, who is lawyer by profession, has also worked variously with leading Australian and Malaysian law firms and with News Corporation Asia, as corporate legal counsel. She plays an active role in ASIFMA (Public Policy Committee Member, co-Chair of the Data and Cybersecurity Working Group, former Alternate Board Member), the American Chamber of Commerce in Hong Kong (AMCHAM HK) (former Financial Services Committee Vice-Chair), ISDA (Asia Pacific Legal & Regulatory Committee) and was active in the APEC Business Advisory Council and the APEC Asia Pacific Financial Forum as well as the US ASEAN Business Council. Christina is an active advocate of diversity issues – she convened and chaired the Women in Finance Asia Forum and was a presiding judge of AMCHAM HK Women of Influence Awards.

Christina graduated with a Bachelor of Laws from Sydney University, Australia and a Bachelor of Science from the University of New South Wales, Australia. She is admitted to practice as a solicitor in New South Wales, Australia and a barrister and solicitor in Malaysia.

Daryl Ho

Executive Director (Banking Policy)

Hong Kong Monetary Authority

Mr. Ho has been appointed as Executive Director (Banking Policy) of Hong Kong Monetary Authority (HKMA) in April 2017.  His key responsibilities include implementing international regulatory standards and banking policy making, including policy on green and sustainable banking.

An economist by training, Mr. Ho joined the Research Department of HKMA in 2001.  

Before taking up his present role, he had worked in various functional areas including monetary operations, market development, and financial stability surveillance. Before joining HKMA, Mr. Ho served in the investment banking industry as an economist between 1993 and 2000.

John Ho

Head, Financial Markets, Legal


John Ho
Head, Legal, Financial Markets, Standard Chartered Bank

John Ho is the Head of Legal, Financial Markets for Standard Chartered Bank ("SCB"), overseeing and providing legal advisory, transactional and documentation support for Financial Markets (FM) business globally for Standard Chartered Bank (SCB), its branches and affiliates. He is a member of the Group Legal Management Team.
John Ho also plays an active role in implementing changes within the bank to conform to applicable OTC regulatory reforms impacting FM business. He has been involved in fostering closer working relationship and rapport with industry groups and regulators on key global and regional regulatory reform changes, including Dodd Frank, EMIR, CRDIV, FATCA, CCPs and Margin Reforms for Uncleared Derivatives.
Prior to joining SCB, John Ho was the Managing Director Principal in the legal department of Bear Stearns (Japan), Ltd ("Bear Stearns") where he supported the Asia franchise (including Tokyo, Hong Kong, China, Taiwan, Korea, India and South-east Asia) from January 2003 to August 2008 covering various structured products and derivatives including equity derivatives, credit derivatives, fixed income and commodities.
Prior to joining Bear Stearns, John Ho worked as Asia equity counsel for Lehman Brothers in Tokyo with experience dealing in convertibles, options, warrants, delta one products and other types of equity derivatives transactions, equity finance and equity capital markets.
John Ho is qualified as an advocate and solicitor in Singapore since 1995 and he received his law degree from the National University of Singapore.


Prashant Joshi

Director, Regulatory Affairs

BNP Paribas

Prashant has over 15 years experience working with a wide range of global financial services institutions to understand, convey, and partake in advocacy initiatives on global and regional regulation as well as work on the implementation of the like.  He is APAC Global Markets FO Liaison on IBOR readiness, including being member of numerous industry Working Groups on individual rates transitions.  Prashant has also worked on regulation in relation to market structure and investor protection including MiFID, Benchmark Reforms, Transaction Reporting, Central Clearing & Uncleared Margin Rules. Previously, Prashant worked at Credit Suisse AG, PriceWaterhouseCoopers and EY, and has been based in EMEA, APAC and the US.

KF Lam

Chief Compliance Officer

Airstar Bank

K. F. is the Chief Compliance Officer of Airstar Bank, one of the eight licensed virtual banks in Hong Kong. He has 20+ years of financial crime compliance, regulatory compliance and internal audit experiences in various Asian / HK-based banking groups.

K. F. is a Certified Anti-Money Laundering Specialist, Certified Information Systems Auditor, a Certified Internal Auditor, CPA (HK) and FCCA and holds master’s degrees in Computing and Business and bachelor’s degrees in Laws and Accountancy.

K.F. is a trainer for the Hong Kong Institute of Bankers’ Enhanced Competency Framework on Anti-Money Laundering and Counter-Financing of Terrorism training programme.

Patrick Liu

Chief Information Security Officer

Fusion Bank

Patrick Liu has more than 20 years of IT and Security experience including security operation, risk and control and IT audit within top tier financial institutions. As an experience security practitioner, Patrick has been responsible for performing and managing a wide range of security consulting, risk and threat assessment, security training, cyber crisis management planning program. Patrick is currently the CISO of Fusion Bank. He was awarded the Hong Kong Cyber Security Professionals Awards in 2017 in recognition of his commitment in the cyber security field.

Patrick Liu acquired several professional certifications including CISSP, CISSP-ISSAP, CISA, CGEIT, CRISC, CIA and ABCP.

Micky Lo

Managing director, chief information risk officer APAC

The Bank of New York Mellon

Micky Lo joined BNY Mellon in July 2013 as Chief Technology Risk Officer APAC. He is leading the regional team with the mission to enable business solutions while proactively protecting BNY Mellon from information risks in a balanced control environment. He oversees and govern the implementation of the bank wide information risk roadmap in the region with particular focus on IT regulatory compliance

He has over 30 years of IT experience in Financial Service Industry that spans across a diversified IT management disciplines including regional and location management, IT and security architecture, distributed computing engineering, technology infrastructure operation, outsourcing/in-sourcing management, IT risk management and technology audit.

Before joining BNY Mellon, Micky was the Head of IT Security APAC and Head of Technology Greater China for Deutsche Bank. Micky has held various management positions in IT management, IT Security/Risk management and Audit with JPMorgan and Citibank.

Micky serves as an industry advisor of the Bachelor of Management Science and Information Management Programme of Hang Seng University.

Micky received a Bachelor of Mathematic degree from the University of Waterloo (Canada) and an Executive Master of Business Administration degree from University of Western Ontario (Canada).

Sophie Marnhier-Foy

Director, Product Management – Margin & Risk


Sophie Marnhier Foy is the Director of Product Management for Margin and Risk at Calypso Technology. In her role, she designs the Calypso margin solutions to meet the various regulatory margin and clearing requirements. Currently, she is working very closely with Calypso clients implementing ISDA-SIMM to ensure that their compliance with the Uncleared Margin Rules for September 2019 and 2020 will be successful.

Ms. Marnhier-Foy is also in charge of Calypso Risk solutions including the regulatory, CCP, and counterparty risk offerings. Prior to this role, she held the position of Principal Product Manager for Calypso Middle Office solutions.

Before joining Calypso, Ms. Marnhier-Foy worked for Calyon (now Crédit Agricole CIB) in New York and Paris, working on Risk Management and Front Office project management. Prior to Calyon, she worked for PricewaterhouseCoopers (PWC) in Paris as a Bank Auditor.

Vicki Noblett

Regional Head, Regulatory Management Group & Regulatory Policy and Advocacy, Asia Pacific

Deutsche Bank

Vicki Noblett is Head of Regulatory Affairs and Regulatory Advocacy in APAC, working closely with regional and global stakeholders across the bank and externally on key regulatory matters.

Vicki relocated to Hong Kong in July 2012 to set up the APAC policy and advocacy function, and then established the Regulatory Management Group in late 2015 to support supervisory engagement across the region. She has been responsible for the combined areas from mid-2018. She joined DB in July 2010 in London, primarily focused on advocacy relating to prudential and crisis management policy reforms. Prior to this, she was a regulator in the UK for nine years in roles spanning policy development and implementation, international coordination, supervision and regulatory strategy.

Filippo Santilli

APAC Head of Liquidity & Segregation

BNY Mellon Markets

Filippo joined BNY Mellon as head of global liquidity services for APAC in August 2009, expanding the Liquidity DIRECT business across the region. This was followed by 4 years as regional head of Sales&RM, Liquidity and Segregation for Markets. As of August 2018 Filippo heads up Liquidity & Segregation in APAC with a strong focus on UMR, derivatives, collateral administration and segregation.

Filippo worked for Morgan Stanley Investment Management in Luxembourg from 1999 to 2005, following which he moved to London and joined Lehman Brothers Asset Management in its start-up liquidity funds business, eventually spearheading efforts in Asia by moving to Hong Kong in 2007.

Filippo has a laurea in economics from LUISS University, Rome, and an MSc in international business and finance from the European Academic Consortium, Netherlands and France.

Zaid Shahzadeh

Executive Director, Business Development - Pricing, Valuation and Reference Data

IHS Markit

Jay Spreitzer

Senior Vice President, APAC Region Information Security Lead

Wells Fargo

Jay is the Senior Vice President and APAC Region Information Security Lead within Information and Cyber Security’s Cyber Threat Management Team at Wells Fargo. He is based in APAC (Hong Kong) and responsible for information cyber threat management. He provides the regional information security assessments, incident response, threat intelligence, information security education and awareness training, and collaboration.

Jay Spreitzer has over 20 years of information security experience. Prior to moving to Asia he was the team lead for the cyber threat intelligence team for 11 years at Wells Fargo. Jay retired from the US Army, after 23 years of service working in various technology and information security roles. Roles included system administrator, database administrator, Information Assurance Security Officer, and culminating as Information Management Officer. As Information Management Officer, he managed and developed all facets of the organization’s information security program.

Jay holds a BS in Information Technology and a MS in Information Assurance and Security. He completed the Criminal Intelligence Analyst Course, and the FBI Citizen’s Academy. He holds GIAC Continuous Monitoring and Security Operations, Enterprise Defender, Digital Forensics, and Incident Handler certifications.

Jay is a member of InfraGard and the High Technology Crime Investigators Association. Jay has been an active member of the Board of Directors for the FBI Citizens Academy Alumni Association and Minnesota InfraGard. He is also Deputy Chair of the APAC Threat Intelligence Committee for the Financial Services – Information Sharing Analysis Center (FS-ISAC).

You Leong Tan

Alternate Chief Executive & Chief Risk Officer, North Asia

OCBC Wing Hang Bank

You Leong Tan is currently Chief Risk Officer for North Asia, at OCBC Bank, a Singapore-based financial institution group with regional presence primarily in Singapore, Malaysia, Greater China and Indonesia. He is responsible for the oversight of OCBC's risk management in China, Hong Kong, Taiwan and Korea. Risk areas covered include credit risk management (wholesale and retail), market risk, liquidity risk, operational risk and information security.

You Leong Tan is currently Chief Risk Officer for North Asia, at OCBC Bank, a Singapore-based financial institution group with regional presence primarily in Singapore, Malaysia, Greater China and Indonesia. He is responsible for the oversight of OCBC's risk management in China, Hong Kong, Taiwan and Korea. Risk areas covered include credit risk management (wholesale and retail), market risk, liquidity risk, operational risk and information security.

You Leong has 18 years of banking experience, covering diverse functions including market risk, operational risk, business management, strategic management, treasury, asset-liability management and regional CRO. He holds a Bachelor of Engineering (Honours) degree from the National University of Singapore, Bachelor of Laws (Honours) degree from the University of London and Master of Business Administration (High Honours) from the University of Chicago Booth School of Business. He is a CFA, FRM and PRM charterholder. operational risk, business management, strategic management, treasury, asset-liability management and regional CRO. He holds a Bachelor of Engineering (Honours) degree from the National University of Singapore, Bachelor of Laws (Honours) degree from the University of London and Master of Business Administration (High Honours) from the University of Chicago Booth School of Business. He is a CFA, FRM and PRM charterholder. 

Soon Kit Tham

Enterprise Resilience Officer

BNY Mellon

An internationally recognized financial services expert, Soon Kit offers deep and wide experience accumulated over 15 years in the financial services sector. Bringing a global perspective enriched with grounded experience, he is currently Enterprise Resilience Officer at BNY Mellon assuring the firm broad business and operational resilience across multiple lines of business.
Prior to this, he was Risk Vice President of Fullerton Fund Management and Wolters Kluwer’s Asia-Pacific Risk Practice Director guiding regional risk and financial practices for its software clients. At OCBC Bank Group, Soon Kit was managing the risk of Global Treasury, Investment Banking, OCBC Securities and Bank of Singapore. He complements his expertise with international advisory experience garnered at financial software firm Misys / Finastra where he led the risk management teams to solve broader subjects of banking risk with financial firms, banks, regulators in Europe and Asia. Prior to this, Soon Kit provided consulting at Moody’s Analytics.
Recognized for his practical expertise by regional banking conferences and professional media, Soon Kit has contributed many live and case interviews to breaking news developments and industry best practice conferences. 

Graduating with honors in Quantitative Finance from the National University of Singapore, he is also a certified Anti-Money Laundering Specialist and an Energy Risk Professional.

Yves Tomballe

Chief Risk Officer


With more than 15 years’ international experience in derivatives trading and risk management, Yves currently holds the position of country chief risk officer for MUFG Bank Singapore. Previously, he was head of the market risk department for Asia, responsible for monitoring the bank's market and funding liquidity risk, and overseeing the implementation of the latest local regulatory requirements across the region.

Prior to joining MUFG Bank, Yves worked as an interest rates options trader at Standard Chartered Bank in London, Dubai and New York, covering interest rates derivatives in various markets before joining the risk management team in Singapore. He started his career at Dexia Bank in Brussels as a derivatives structurer and holds a master's degree in business engineering from ICHEC Brussels.

Ambrose Wong

Head of Risk


Yojiro Yanagi

Head of Risk and Finance Advisory for Banking Sector, Asia Pacific


Yojiro Yanagi is Head of Risk and Finance Advisory for the Banking Sector for SAS, overseeing the Asia Pacific region. He leads a diverse and experienced team to provide advisory services and implement the SAS Risk Management solutions for banking customers across the region.  

Yojiro has worked in this field since 1995, initially with IBM where he was mainly involved in providing consultancy services and pre-sales support for market risk and credit risk solutions.  

He joined SAS in 2014 to lead its Japan risk business with a key focus on credit risk, asset and liability management (ALM), and stress testing. He has successfully helped many large Japanese banks in deploying longstanding SAS risk management solutions.  

Currently, Yojiro holds a leading role in positioning SAS Stress Testing, Climate Risk, Basel IV and Model Risk Management solutions across the Asia Pacific market, and driving the go-to-market strategy in the region. 

Frederick Yip

Alternate Chief Executive & Chief Risk Officer

ZA Bank

Frederick Yip has been ZA Bank’s Chief Risk Officer since 2020 and has been additionally appointed as the Bank’s Alternate Chief Executive on top of this CRO role in 2021.  He heads five risk functions for the Bank, namely Credit Risk, Market Risk, Operational Risk, Technology Risk and Anti-Money Laundering. Frederick is an all-round senior risk executive, bringing over 20 years of experience and extensive regulatory knowledge in retail banking, corporate banking, consumer finance, private wealth and other business segments. Before joining ZA Bank, he held several key risk management positions in Chong Hing Bank (Chief Credit Officer), ANZ (Head of Commercial Risk, Hong Kong), Wing Lung Bank, Standard Chartered and Citibank.

Simon Young

Former Chief Compliance Officer (Overseas) and Group Head of Financial Crime Risk Management

Former Ping An Group

Simon Young was Ping An’s Chief Compliance Officer (Overseas) and Group Head of Financial Crime Risk Management where he provided supervisory oversight with respect to regulatory compliance of Ping An group’s overseas businesses and led efforts to develop and employ AI-empowered advanced analytics and machine learning capabilities to detect and monitor financial crime risk for the group covering 40 business lines and 210 million customers.

Over the course of his 20+ years career, Simon has held a number of senior leadership positions in compliance, risk management and anti-money laundering compliance across financial services and fintech industries in Hong Kong and Mainland China.

Simon holds master’s degrees in Information Systems Management and International Corporate & Financial Law. He is a Board member of ACAMS Hong Kong Chapter, a Certified Fraud Examiner, a Fellow member of the ACCA and a member of its Greater Bay Area Advisory Board and the Global Forum for Governance, Risk & Performance.   

Rong Yu

Senior ESG Business Development Manager, S&P Global Sustainable1

S&P Global Market Intelligence

Rong leads environmental, social and governance (ESG) business development in China, Hong Kong, and Taiwan for S&P Global Sustainable1. She works with investors and companies to consult on industry trends, assess their ESG performance and advise on the integration of tools that help manage ESG exposures and opportunities.

Prior to joining S&P Global, Rong was a Senior Manager in PwC’s Strategy Consulting practice advising institutional investors and leading corporations across the US, UK, Europe and Asia. She specializes in sustainable investment, ESG integration and deal value creation strategies covering active and passive investing across all major asset classes and investment vehicles. Rong previously worked at PwC's New York and London offices before relocating to Hong Kong. Prior to PwC, She worked at the World Bank Group and the United Nations Development Programme in Geneva, Switzerland.

Rong received a Master of Public Administration from Cornell University in Ithaca New York. She speaks English, Mandarin, Cantonese, and French.



Engage with 450+ CROs and risk professionals across our in-person and virtual events


Expert Speakers

World class speakers featuring regulators and industry experts


C Suite

The most influential decision-makers from buy-side firms and banks

Prominent regulators and industry experts

The Risk Hong Kong conference brings together senior professionals from major regional and global financial institutions and regulators to analyse the impact of global regulatory reforms and investigate the latest investment strategies adopted by banks and institutional investors in the region.

Vibrant meeting place for finance and risk practitioners

Each year the conference provides platform for leading risk professionals to meet and discuss mitigating investment risks in a volatile market, enhancing risk management strategies across credit, market, liquidity, and regulatory risks, and regulatory reforms across financial markets.

Discussions and analysis for risk and derivatives professionals

The Risk Hong Kong conference is dedicated to informing risk and finance professionals to understand the challenges of risk management today and provides an unparalleled insight into what is happening at the cutting edge of risk management and regulation in Hong Kong and across the region.

2021 Highlights

  • Preparing for critical elements for the LIBOR reform

  • Future proof your organization for ESG risk

  • How industry should prepare for phase V of uncleared margining

  • Practical implementation of collateral integration

  • The role of AI/Machine learning beyond automation

  • Anti-money laundering – how much automation is optimal?

Company profile

For a big part of our 300+ years, our relationship with brokers has been integral to how we work. It’s a partnership that’s only grown closer and stronger as we’ve embraced the challenges of recent years together. 

Because together, we have a big job to do – we’re working to build a brighter future – and working alongside brokers sits at the heart of this. In a year where business as usual has been turned on its head, we’ve been inspired to see so many brokers not just cope with the challenges of the last year, but thrive, achieving great things in the face of unique circumstances. That’s why we’ve never been prouder to sponsor the British Insurance Awards Insurance Broker of the Year 2021.

We believe true support stretches beyond placing business. Whether you’re looking for help with developing your people, your marketing strategies, your growth ambitions or your succession plans, know that Aviva Broker is always here for you.  

Supporting you, your clients and your community is something we take seriously. And building a brighter future together takes care, commitment and confidence from both of us. It takes you. It takes partnership. It takes Aviva. 

Congratulations to the brokers shortlisted for Insurance Broker of the Year and best of luck to everybody else nominated at this year’s British Insurance Awards. It’s going to be a night to remember.

Company profile

The AXA Commercial teams are looking forward to seeing you for our first face to face event since the pandemic, no dial in required! There’ll be representatives from across AXA Commercial including: Broker Elevate, eTrade, Schemes, Vantage Mid-Market and our local branches who’ll be on hand to find the right cover and services to help you and your clients ‘Know You Can’. We’ll also be giving away a signed Liverpool FC shirt. So join us for a coffee at our stand and don’t forget to drop into the sessions on the Broker Expo mid-market Content Zone which we’re sponsoring.

Company profile

BNP Paribas is a leader in banking and financial services and has a long association with the official institutions' sector. The Group is present in nearly 75 countries globally enabling clients to benefit from a range of services including corporate & institutional banking; asset servicing and asset management. www.bnpparibas.com BNP Paribas Asset Management is the asset management arm of BNP Paribas, and offers high value-added solutions to individual savers, companies, and institutional investors. We have a broad range of skills in four investment divisions: Equities, Fixed Income, Private Debt & Real Assets, and Multi-Asset, Quantitative and Solutions (MAQS). Sustainability is at the heart of our strategy and investment decision-making process. Our aim is to achieve long-term sustainable investment returns for our clients. We have assets under management of USD 475 billion (as of 30 September 2019), with 520+ investment professionals and 500+ client servicing specialists, serving clients in 71 countries. To learn more, visit bnpparibas-am.us.

Company profile

Credit Suisse AG is one of the world's leading financial services providers and is part of the Credit Suisse group of companies. As an integrated bank, Credit Suisse is able to offer clients its expertise in the areas of private banking, investment banking and asset management from a single source. Credit Suisse provides specialist advisory services, comprehensive solutions and innovative products to companies, institutional clients and high net worth private clients worldwide, and also to retail clients in Switzerland. Credit Suisse is headquartered in Zurich and operates in over 50 countries worldwide. The registered shares (CSGN) of Credit Suisse's parent company, Credit Suisse Group AG, are listed in Switzerland and, in the form of American Depositary Shares (CS), in New York.

Further information about Credit Suisse can be found at www.credit-suisse.com

Company profile

HSBC Global Markets offer sophisticated 24-hour coverage across our main trading and sales platforms in London, New York and Hong Kong, and we provide a wide range of solutions for our Corporate and Institutional clients. Our knowledge of local markets, coupled with HSBC's global reach, enables us to provide a comprehensive and bespoke service across every major asset class.
We provide access to Equities, Fixed Income including Credit and Rates, Foreign Exchange, Commodities and Prime Services, in addition to Research, across both developed and emerging markets.
As a global investor, by partnering with us you'll benefit from HSBC's local knowledge in over 60 countries, balanced by our understanding of global economics.
Find out more about our solutions or explore our thought leadership series on the Dealing Room of Tomorrow.

Company profile

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.7 trillion and operations worldwide. The Firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.

With our presence dating back to 1872 in Asia Pacific, we have enjoyed over 140 years of success in serving clients in the region. Our Corporate & Investment Bank is a leader across banking, markets and investor services. Each business is linked to our global network to offer clients industry specific expertise and resources, as well as regional market insight. This integrated approach further positions J.P. Morgan as the provider of choice to offer strategic advice, raise capital, manage risk and extend liquidity to clients in markets around the region and the world.

Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

Company profile


About Northern Trust 

Northern Trust Corporation (Nasdaq: NTRS) is a leading provider of wealth management, asset servicing, asset management and banking to corporations, institutions, affluent families and individuals. Founded in Chicago in 1889, Northern Trust has offices in the United States in 19 states and Washington, D.C., and 23 international locations in Canada, Europe, the Middle East and the Asia-Pacific region. As of September 30, 2018, Northern Trust had assets under custody/administration of US$10.8 trillion, and assets under management of US$1.1 trillion. For more than 125 years, Northern Trust has earned distinction as an industry leader for exceptional service, financial expertise, integrity and innovation. Visit northerntrust.com or follow us on Twitter @NorthernTrust.


Northern Trust Corporation, Head Office: 50 South La Salle Street, Chicago, Illinois 60603 U.S.A., incorporated with limited liability in the U.S. Global legal and regulatory information can be found at https://www.northerntrust.com/disclosures.


Company profile

Premia Partners is an investment manager dedicated to Asia ETF & smart beta investment solutions. We founded the firm on 3 core beliefs:

1. There is enormous scope for innovation in Asian ETFs and opportunities to introduce global best practice to the region 
2. Asian investors shouldn't have to trade in New York or London to find the best products the ETF industry has to offer 
3. Asian investors deserve better solutions than available today and technology allows us to make them a reality

Working with leading global thinkers and institutions, our goal is to be a trusted ETF partner for investors by providing best-in-class ETFs, a range of ETF tools and solutions, and an efficient technology platform that enriches and empowers our partners and investors in Asia and for Asia.

We are focused on 2 main businesses to start: 
1. Creating best-in-class Asia listed ETFs that deliver Asia exposures not available today 
2. Solving the complexity of the global ETF industry for Asian clients

Company profile

Societe Generale

Societe Generale is one of the leading European financial services groups. Based on a diversified and integrated banking model, the Group combines financial strength and proven expertise in innovation with a strategy of sustainable growth, aiming to be the trusted partner for its clients, committed to the positive transformations of society and the economy.

Active in the real economy for over 150 years, with a solid position in Europe and connected to the rest of the world, Societe Generale has over 147,000 members of staff in 67 countries and supports on a daily basis 31 million individual clients, businesses and institutional investors around the world by offering a wide range of advisory services and tailored financial solutions. The Group is built on three complementary core businesses:

  • French Retail Banking, which encompasses the Societe Generale, Crédit du Nord and Boursorama brands. Each offers a full range of financial services with omnichannel products at the cutting edge of digital innovation;
  • International Retail Banking, Insurance and Financial Services to Corporates, with networks in Africa, Russia, Central and Eastern Europe and specialised businesses that are leaders in their markets;
  • Global Banking and Investor Solutions, which offers recognised expertise, key international locations and integrated solutions.

Societe Generale is included in the principal socially responsible investment indices: DJSI (World and Europe), FTSE4Good (Global and Europe), Euronext Vigeo (World, Europe and Eurozone), four of the STOXX ESG Leaders indices, and the MSCI Low Carbon Leaders Index.

For more information, you can follow us on twitter @societegenerale or visit our website www.societegenerale.com


Company profile

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 countries. As of June 30, 2019, BNY Mellon had $35.5 trillion in assets under custody and/or administration, and $1.8 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com. Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.


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